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Articles Posted in AICPA

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AICPA Urges Congress to Maintain SEC Investment Adviser Oversight

Another large group in the financial service industry has come forward to oppose authorizing the Federal Industry Regulatory Authority (FINRA) to become the self regulatory organization (SRO) for investment advisers. The American Institute of CPAs (AICPA) has voiced its desire to keep the oversight of investment advisers with the Securities…

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