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Articles Posted in Know your Customer

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Investment Advisers’ May Have New AML Obligations Under FinCEN Proposed Rule

Last month, the Financial Crimes Enforcement Network (FinCEN) released notice of a proposed rule that would impose new requirements on certain investment advisers under the Bank Secrecy Act (BSA). Specifically, the new rule would include some advisers within the rule’s definition of “financial institution,” thereby bringing those new advisers within…

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