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Articles Posted in SEC Concept Release

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SEC Issues “Concept Release” Seeking Public Comment on Potential Overhaul of Commission’s Securities Registration Exemptions

Signaling an interest in potentially overhauling its current securities offering exemption structure, the SEC has published a Concept Release, seeking public comments on a broad host of topics centering around the Commission’s current registration exemption regime. Clearly, the impetus for these potential changes comes from SEC Chairman Jay Clayton, who…

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